Transactions on which INCU advised (as financial adviser / independent financial adviser):
Date | Name of Clients | Stock Code | Transaction | Role | Listed On | |
2024-11 | China Information Technology Development Limited | 8178 | Subscription of New Shares under General Mandate | Financial Adviser | GEM | VIEW |
2024-11 | China Water Industry Group Limited | 1129 | Proposed Rights Issue | Independent Financial Adviser | Main Board | VIEW |
2024-11 | Hopefluent Group Holdings Limited | 733 | Proposed Refreshment of Scheme Mandate Limit | Independent Financial Adviser | Main Board | VIEW |
2024-10 | VPower Group International Holdings Limited | 1608 | (1) Very Substantial Disposal and Connected Transaction; and (2) Continuing Connected Transactions | Independent Financial Adviser | Main Board | VIEW |
2024-10 | USPACE Technology Group Limited | 1725 | Subscription of New Shares under General Mandate | Financial Adviser | Main Board | VIEW |
2024-08 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Major and Connected Transaction - Formation of Joint Venture and Disposal of Target Equity | Independent Financial Adviser | Main Board | VIEW |
2024-08 | Hang Pin Living Technology Company Limited | 1682 | Voluntary Conditional General Cash Offer | Independent Financial Adviser | Main Board | VIEW |
2024-07 | China Anchu Energy Storage Group Limited | 2399 | Discloseable and Connected Transaction - Acquisition of 29% Equity Interest in the Target Company | Independent Financial Adviser | Main Board | VIEW |
2024-06 | USPACE Technology Group Limited | 1725 | Discloseable Transaction - Disposal of the entire issued share capital of the target company | Financial Adviser | Main Board | VIEW |
2024-06 | Hua Lien International (Holding) Company Limited | 969 | Mandatory Unconditional Cash Offer | Independent Financial Adviser | Main Board | VIEW |
2024-01 | CNC Holdings Limited | 8356 | (1) Connected Transaction - (a) Subscription of New Shares under Share Specific Mandate; (b) Fifth Amendment of the Terms and Conditions of the Existing Convertible Bonds; (c) The Issue of Convertible Bonds A under CB Specific Mandate A; (d) The Issue of Convertible Bonds B under CB Specific Mandate B; (2) Special Deals; and (3) Mandatory Conditional Cash Offer | Independent Financial Adviser | GEM | VIEW |
2023-11 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Discloseable and Connected Transaction - Acquisition of Target Company | Independent Financial Adviser | Main Board | VIEW |
2023-11 | Hopefluent Group Holdings Limited | 733 | (1) Connected Transaction - Subscription of New Shares under Specific Mandate; and (2) Possible Conditional Mandatory General Offers | Independent Financial Adviser | Main Board | VIEW |
2023-11 | C&D Newin Paper & Pulp Corporation Limited | 731 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2023-11 | CPMC Holdings Limited | 906 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2023-09 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2023-08 | China Regenerative Medicine International Limited | 8158 | Connected Transaction - Loan Capitalisation Involving Issue of Shares Under Specific Mandate | Independent Financial Adviser | GEM | VIEW |
2023-08 | Wai Chun Group Holdings Limited | 1013 | Connected Transaction - Proposed Alteration to the Terms of the Existing Convertible Bonds | Independent Financial Adviser | Main Board | VIEW |
2023-08 | Future World Holdings Limited | 572 | Proposed Rights Issue | Independent Financial Adviser | Main Board | VIEW |
2023-07 | Hong Kong Aerospace Technology Group Limited | 1725 | Discloseable Transaction - Deemed Disposal of Equity Interest in Aspace Satellite Technology Limited | Financial Adviser | Main Board | VIEW |
2023-06 | Niche-Tech Semiconductor Materials Limited | 8490 | Major and Connected Transaction - Acquisiton of the Intellectual Properties | Independent Financial Adviser | GEM | VIEW |
2023-05 | Hong Kong Aerospace Technology Group Limited | 1725 | Subscription of Convertible Notes under Specific Mandate | Financial Adviser | Main Board | VIEW |
2023-03 | China Information Technology Development Limited | 8178 | Placing of New Shares under General Mandate | Financial Adviser | GEM | VIEW |
2023-03 | China Information Technology Development Limited | 8178 | Publish of Voluntary Announcement - MOU in Relation to Cooperation with Autostereoscopic 3D Limited | Financial Adviser | GEM | VIEW |
2023-03 | Hong Kong Aerospace Technology Group Limited | 1725 | Discloseable Transaction - Deemed Disposal of Equity Interest in Aspace Satellite Technology Limited | Financial Adviser | Main Board | VIEW |
2023-03 | China Information Technology Development Limited | 8178 | Major Transaction - Disposal of the Entire Equity Interest of the Target Company | Financial Adviser | GEM | VIEW |
2023-02 | Wai Chun Bio-Technology Limited | 660 | Connected Transaction - Proposed Issue of New Convertible Bonds under Specific Mandate | Independent Financial Adviser | Main Board | VIEW |
2023-02 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Major and Connected Transaction - Disposal of Asset | Independent Financial Adviser | Main Board | VIEW |
2022-12 | King Stone Energy Group Limited | 663 | Discloseable Transaction - Acquisition of 21% Equity Interests in South Ray Investment Limited | Financial Adviser | Main Board | VIEW |
2022-12 | China Shuifa Singyes Energy Holdings Limited | 750 | Major and Connected Transaction - Acquisition of the Target Companies | Independent Financial Adviser | Main Board | VIEW |
2022-12 | CPMC Holdings Limited | 906 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2022-11 | CCIAM Future Energy Limited | 145 | Proposed Rights Issue | Financial Adviser | Main Board | VIEW |
2022-11 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Discloseable and Connected Transaction - Acquisition of 51% Equity Interest in Subject Company | Independent Financial Adviser | Main Board | VIEW |
2022-10 | China U-Ton Future Space Industrial Group Holdings Limited | 6168 | (1) Restructuring Agreement related to the Proposed Restructuring; (2) Application for Whitewash Waiver; and (3) Special Deal | Independent Financial Adviser | Main Board | VIEW |
2022-09 | MOS House Group Limited | 1653 | Discloseable Transaction - Acquisition of the Entire Issued Share Capital of the Target Company | Financial Adviser | Main Board | VIEW |
2022-08 | Jia Yao Holdings Limited | 1626 | (1) Proposed Rights Issue; and (2) Proposed Change in Board Lot Size | Financial Adviser | Main Board | VIEW |
2022-07 | China Chengtong Development Group Limited | 217 | Continuing Connected Transaction - Finance Lease Services Framework Agreement | Independent Financial Adviser | Main Board | VIEW |
2022-07 | Beijing Beida Jade Bird Universal Sci-Tech Company Limited | 8095 | Discloseable and Connected Transaction - Capital Increase Agreement | Independent Financial Adviser | GEM | VIEW |
2022-01 | Affluent Partners Holdings Limited | 1466 | (1) Proposed Rights Issue; and (2) Proposed Change in Board Lot Size | Independent Financial Adviser | Main Board | VIEW |
2022-01 | China Information Technology Development Limited | 8178 | (1) Proposed Rights Issue; and (2) Placing of Placing Shares under Specific Mandate | Financial Adviser | GEM | VIEW |
2021-12 | Wai Chun Bio-Technology Limited | 660 | Connected Transaction - Proposed Issue of New Convertible Bonds under Specific Mandate | Independent Financial Adviser | Main Board | VIEW |
2021-12 | Wai Chun Group Holdings Limited | 1013 | Connected Transaction - Proposed Issue of Convertible Bonds under Specific Mandate | Independent Financial Adviser | Main Board | VIEW |
2021-11 | King Stone Energy Group Limited | 663 | (1) Proposed Share Consolidation; (2) Proposed Change in Board Lot Size; (3) Proposed Rights Issue; and (4) Placing of Placing Shares under Specific Mandate | Financial Adviser | Main Board | VIEW |
2021-09 | Alpha Era International Holdings Limited | 8406 | Mandatory Unconditional Cash Offer | Independent Financial Adviser | GEM | VIEW |
2021-09 | Daisho Microline Holdings Limited | 567 | Rights Issue | Independent Financial Adviser | Main Board | VIEW |
2021-08 | Lee Hing (2021) Limited | 68 | (1) Voluntary Conditional Cash Offer; and (2) Possible Privatisation | Financial Adviser to the Offeror | Main Board | VIEW |
2021-08 | Good Fellow Healthcare Holdings Limited | 8143 | Major Transaction - Disposal of the entire equity interest of the target company | Financial Adviser | GEM | VIEW |
2021-04 | Eternity Technology Holdings Limited | 1725 | Mandatory Unconditional Cash Offer | Independent Financial Adviser | Main Board | VIEW |
2021-04 | HKE Holdings Limited | 1726 | Mandatory Unconditional Cash Offer | Independent Financial Adviser | Main Board | VIEW |
2021-03 | MOS House Group Limited | 1653 | Discloseable and Connected Transaction - Acquisition of sale shares and sale debt of the target company | Independent Financial Adviser | Main Board | VIEW |
2021-02 | Madison Holdings Group Limited | 8057 | Refreshment of General Mandate | Independent Financial Adviser | GEM | VIEW |
2020-12 | Mr. SZE Ching Lau and Mr. WONG Kui Shing Danny | 8412 | (1) Acquisition of the sale shares in BCI Group Holding Limited by Mr. SZE Ching Lau and Mr. WONG Kui Shing Danny; and (2) Mandatory Unconditional Cash Offers on behalf of Mr. SZE Ching Lau to acquire all the issued shares of BCI Group Holdings Limited | Financial Adviser to the Offeror | GEM | VIEW |
2020-12 | China Information Technology Development Limited | 8178 | Capital Reorganization | Financial Adviser | GEM | VIEW |
2020-11 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2020-10 | CPMC Holdings Limited | 906 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2020-09 | Ban Loong Holdings Limited | 30 | Connected Transaction - Subscription of Convertible Bonds under Specific Mandate | Financial Adviser | Main Board | VIEW |
2020-09 | Perfectech International Holdings Limited | 765 | Major Transaction - Disposal of the entire issued share capital of the target company | Financial Adviser | Main Board | VIEW |
2020-09 | Sau San Tong Holdings Limited | 8200 | Capital Reorganization | Financial Adviser | GEM | VIEW |
2020-08 | Kirin Group Holdings Limited | 8109 | Refreshment of General Mandate | Independent Financial Adviser | GEM | VIEW |
2020-07 | King Stone Energy Group Limited | 663 | Issue of convertible notes under general mandate | Financial Adviser | Main Board | VIEW |
2020-06 | Sau San Tong Holdings Limited | 8200 | Major Transaction - Disposal of the entire issued share capital of the target company | Financial Adviser | GEM | VIEW |
2020-06 | Lee Hing Development Limited | 68 | Discloseable and Connected Transaction - Disposal of the target company | Independent Financial Adviser | Main Board | VIEW |
2020-03 | Wai Chun Group Holdings Limited | 1013 | Connected Transaction - Issue of perpetual convertible bonds under specific mandate | Independent Financial Adviser | Main Board | VIEW |
2020-03 | Daisho Microline Holdings Limited | 567 | Major and Connected Transaction - Acquisition of sale shares in the target company | Independent Financial Adviser | Main Board | VIEW |
2020-03 | Good Fellow Healthcare Holdings Limited | 8143 | Discloseable Transaction - Disposal of the entire issued share capital of the target company | Financial Adviser | GEM | VIEW |
2019-12 | Flyke International Holdings Limited | 1998 | Resumption - Capital reorganization, subscription, share offer, creditors schemes, reverse takeover involving a new listing application and whitewash waiver etc | Financial Adviser | Main Board | VIEW |
2019-11 | Wanjia Group Holdings Limited | 401 | Rights Issue | Financial Adviser | Main Board | VIEW |
2019-08 | China Information Technology Development Limited | 8178 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2019-08 | Wanjia Group Holdings Limited | 401 | Placing of New Shares under General Mandate | Financial Adviser | Main Board | VIEW |
2019-06 | Winshine Science Company Limited | 209 | Resumption - Assist the Company to address the queries from HKEX in relation to (1) independent investigation to address the audit issues identified by the former auditors; and (2) qualified audit opinion in the auditor’s report | Financial Adviser | Main Board | VIEW |
2019-05 | Larry Jewelry International Company Limited | 8351 | Assist the Company to address the queries from HKEX in relation to the annual results announcement with the qualified audit opinion | Financial Adviser | GEM | VIEW |
2019-04 | Good Fellow Healthcare Holdings Limited | 8143 | Major Transaction | Financial Adviser | GEM | VIEW |
2019-02 | Energy Luck Limited | 8268 | Mandatory Conditional Cash Offer on behalf of the Energy Luck Limited for Shares in Deson Construction International Holdings Limited | Financial Adviser | GEM | VIEW |
2019-02 | Wanjia Group Holdings Limited | 401 | Discloseable and Exempted Connected Transaction | Financial Adviser | Main Board | VIEW |
2018-11 | Rosedale Hotel Holdings Limited | 1189 | Major Transaction | Financial Adviser | Main Board | VIEW |
2018-11 | China Biotech Services Holdings Limited | 8037 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2018-10 | Hua Xia Healthcare Holdings Limited | 8143 | Major Transaction | Financial Adviser | GEM | VIEW |
2018-10 | Master Glory Group Limited | 275 | Major Transaction | Financial Adviser | Main Board | VIEW |
2018-10 | Man Sang International Limited | 938 | Mandatory Conditional Cash Offer | Independent Financial Adviser to the Company | Main Board | VIEW |
2018-09 | Master Glory Group Limited | 275 | (1) Capital Reorganisation; (2) Rights Issue; and (3) Application for Whitewash Waiver | Financial Adviser | Main Board | VIEW |
2018-08 | Tongda Group Holdings Limited | 698 | Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2018-08 | Wanjia Group Holdings Limited | 401 | Major Transaction | Financial Adviser | Main Board | VIEW |
2018-05 | K. H. Group Holdings Limited | 1557 | Mandatory Unconditional Cash Offer | Independent Financial Adviser | Main Board | VIEW |
2018-04 | Xinjiang Tianye Water Saving Irrigation System Company Limited | 840 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2018-04 | Huajun Holdings Limited | 377 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2018-01 | Rosedale Hotel Holdings Limited | 1189 | Major Transaction | Financial Adviser | Main Board | VIEW |
2017-12 | Prosten Health Holdings Limited | 8026 | Mandatory Unconditional Cash Offer | Independent Financial Adviser | GEM | VIEW |
2017-11 | Rui Kang Pharmaceutical Group Investments Limited | 8037 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2017-11 | Enterprise Development Holdings Limited | 1808 | Major Transaction | Financial Adviser | Main Board | VIEW |
2017-10 | Gold Tat Group International Limited | 8266 | Mandatory Conditional Cash Offers | Independent Financial Adviser | GEM | VIEW |
2017-09 | China Information Technology Development Limited | 8178 | Major Transaction | Financial Adviser | GEM | VIEW |
2017-08 | Affluent Partners Holdings Limited | 1466 | Resumption of Trading | Financial Adviser | Main Board | VIEW |
2017-07 | Huisheng International Holdings Limited | 1340 | Placing of New Shares under General Mandate | Financial Adviser | Main Board | VIEW |
2017-07 | Wai Chun Group Holdings Limited | 1013 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2017-06 | Huajun Holdings Limited | 377 | Discloseable and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2017-05 | Feishang Non-metal Materials Technology Limited | 8331 | Mandatory Unconditional Cash Offers | Independent Financial Adviser | GEM | VIEW |
2017-05 | China Demeter Financial Investments Limited | 8120 | Major and Connected Transaction | Independent Financial Adviser | GEM | VIEW |
2017-05 | Affluent Partners Holdings Limited | 1466 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2017-04 | Kong Shum Union Property Management (Holding) Limited | 8181 | Discloseable and Connected Transaction | Independent Financial Adviser | GEM | VIEW |
2017-03 | Kingston Financial Group Limited | 1031 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2017-03 | Flyke International Holdings Limited | 1998 | Proposed Resumption | Financial Adviser | Main Board | VIEW |
2017-02 | Huajun Holdings Limited | 377 | Major and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2017-02 | DTXS Silk Road Investment Holdings Company Limited | 620 | Discloseable and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2017-01 | Wanjia Group Holdings Limited | 401 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2017-01 | Synergis Holdings Limited | 2340 | Mandatory Unconditional Cash Offers | Independent Financial Adviser | Main Board | VIEW |
2017-01 | China Demeter Financial Investments Limited | 8120 | Refreshment of General Mandate | Independent Financial Adviser | GEM | VIEW |
2016-12 | Huisheng International Holdings Limited | 1340 | Proposed Rights Issue | Financial Adviser | Main Board | VIEW |
2016-12 | Greater China Financial Holdings Limited | 431 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2016-10 | Perfectech International Holdings Limited | 765 | Voluntary Conditional Cash Offers | Financial Adviser to the Company | Main Board | VIEW |
2016-09 | China Information Technology Development Limited | 8178 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2016-09 | Mr. Dong Bo Frederic | 8269 | Voluntary Conditional Cash Offers on behalf of Mr. Dong Bo Frederic for Shares in Wealth Glory Holdings Limited | Financial Adviser to the Offeror | GEM | VIEW |
2016-07 | China Demeter Investments Limited | 8120 | Major and Connected Transaction | Independent Financial Adviser | GEM | VIEW |
2016-06 | Wai Chun Mining Industry Group Company Limited | 660 | Major and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2016-05 | Ngai Shun Holdings Limited | 1246 | (1) Share Consolidation; (2) Increase in Authorised Share Capital; and (3) Proposed Rights Issue | Independent Financial Adviser | Main Board | VIEW |
2016-04 | Bel Global Resources Holdings Limited | 761 | Proposed Resumption | Financial Adviser | Main Board | VIEW |
2016-03 | Sunway International Holdings Limited | 58 | (1) Proposed Capital Reorganisation; and (2) Proposed Open Offer | Independent Financial Adviser | Main Board | VIEW |
2016-03 | Wai Chun Mining Industry Group Company Limited | 660 | Discloseable and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2016-03 | Huajun Holdings Limited | 377 | Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2015-11 | Rentian Technology Holdings Limited | 885 | Discloseable and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2015-08 | Great China Properties Holdings Limited | 21 | Connected Transaction | Financial Adviser | Main Board | VIEW |
2015-08 | Capital Finance Holdings Limited | 8239 | Major Transaction | Financial Adviser | GEM | VIEW |
2015-07 | Newtree Group Holdings Limited | 1323 | Major Transaction | Financial Adviser | Main Board | VIEW |
2015-06 | Tongda Group Holdings Limited | 698 | (1) Discloseable and Connected Transaction; and (2) Issue of Consideration Shares; | Independent Financial Adviser | Main Board | VIEW |
2015-06 | Capital Finance Holdings Limited | 8239 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2015-03 | Capital Finance Holdings Limited | 8239 | Placing of New Shares under General Mandate (Gross Proceeds: HK$30.04 million) | Financial Adviser | GEM | VIEW |
2015-02 | Newtree Group Holdings Limited | 1323 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2015-02 | Hua Xia Healthcare Holdings Limited | 8143 | (1) Connected transaction; and (2) Application for whitewash waiver | Financial Adviser | GEM | VIEW |
2015-01 | Newtree Group Holdings Limited | 1323 | Placing of New Shares under General Mandate (Gross Proceed: HK$40.48 million) | Financial Adviser | Main Board | VIEW |
2014-10 | Newtree Group Holdings Limited | 1323 | Discloseable and Connected Transaction | Financial Adviser | Main Board | VIEW |
2014-10 | Newtree Group Holdings Limited | 1323 | Placing of New Shares under General Mandate (Gross Proceed: HK$52.56million) | Financial Adviser | Main Board | VIEW |
2014-09 | Newtree Group Holdings Limited | 1323 | Share Transaction Acquisition | Financial Adviser | Main Board | VIEW |
2014-09 | Ming Kei Holdings Limited | 8239 | Disposal of Property | Financial Adviser | GEM | VIEW |
2014-07 | Newtree Group Holdings Limited | 1323 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2014-06 | Newtree Group Holdings Limited | 1323 | Placing of CBs (Gross Proceed: HK$100 million) | Financial Adviser | Main Board | VIEW |
2014-06 | Newtree Group Holdings Limited | 1323 | Placing of New Shares under General Mandate (Gross Proceed: HK$58.1 million) | Financial Adviser | Main Board | VIEW |
2014-06 | Ming Kei Holdings Limited | 8239 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2014-05 | Ming Kei Holdings Limited | 8239 | Placing of New Shares under General Mandate (Gross Proceed: HK$20 million) | Financial Adviser | GEM | VIEW |
2014-03 | Rising Power Group Holdings Limited | 8047 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2013-12 | Sun International Resources Limited | 8029 | (1) Proposed Open Offer; and (2) Application for Whitewash Waiver | Independent Financial Adviser | GEM | VIEW |
2013-10 | China Digital Culture (Group) Limited | 8175 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2013-08 | Hua Xia Healthcare Holdings Limited | 8143 | (1) Proposed Spin-off and Separate Listing of Business; and (2) Connected Transaction | Financial Adviser | GEM | VIEW |
2013-08 | China Neng Xiao Technology (Group) Limited | 8047 | Placing of New Shares (Gross Proceed: HK$34.85 million) | Financial Adviser | GEM | VIEW |
2013-06 | China Digital Licensing (Group) Limited | 8175 | Major and Connected Transaction | Financial Adviser | GEM | VIEW |
2013-06 | Newtree Group Holdings Limited | 1323 | Placing of New Shares under General Mandate (Gross Proceed: HK$84 million) | Financial Adviser | Main Board | VIEW |
2013-05 | China Neng Xiao Technology (Group) Limited | 8047 | Refreshment of General Mandate | Financial Adviser | GEM | VIEW |
2013-04 | China Neng Xiao Technology (Group) Limited | 8047 | (1) Capital Reduction; and (2) Share Consolidation | Financial Adviser | GEM | VIEW |
2013-04 | Perfectech International Holdings Limited | 765 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2013-04 | Hua Xia Healthcare Holdings Limited | 8143 | Connected Transaction- the Issue of Non-redeemable Convertible Preference Shares | Financial Adviser | GEM | VIEW |
2013-03 | China Digital Licensing (Group) Limited | 8175 | (1) Discloseable Transaction; and (2) Share Option Scheme | Financial Adviser | GEM | VIEW |
2013-03 | Newtree Group Holdings Limited | 1323 | Discloseable and Connected Transactions | Financial Adviser | Main Board | VIEW |
2013-03 | China Neng Xiao Technology (Group) Limited | 8047 | Placing of New Shares (Gross Proceed: HK$25.16 million) | Financial Adviser | GEM | VIEW |
2013-01 | China Digital Licensing (Group) Limited | 8175 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2013-01 | China Neng Xiao Technology (Group) Limited | 8047 | Open Offer (Gross Proceed: HK$24.95 million) | Financial Adviser | GEM | VIEW |
2012-11 | China Neng Xiao Technology (Group) Limited | 8047 | Very Substantial Disposal | Financial Adviser | GEM | VIEW |
2012-10 | China Digital Licensing (Group) Limited | 8175 | Change of Domicile and Reorganisation of Share Capital | Financial Adviser | GEM | VIEW |
2012-10 | China Neng Xiao Technology (Group) Limited | 8047 | Capital Reorganization | Financial Adviser | GEM | VIEW |
2012-07 | Palmpay China (Holdings) Limited | 8047 | (1) Proposals for General Mandates to Issue and Repurchase Shares; and (2) Proposed Refreshment of Share Option Scheme Mandate Limited | Financial Adviser | GEM | VIEW |
2012-07 | Palmpay China (Holdings) Limited | 8047 | Issue of Warrants (Gross Proceed: max. $24.3 million) | Financial Adviser | GEM | VIEW |
2012-05 | Palmpay China (Holdings) Limited | 8047 | Major Transaction | Financial Adviser | GEM | VIEW |
2012-04 | Ming Kei Holdings Limited | 8239 | Placing of New Shares under General Mandate | Financial Adviser | GEM | VIEW |
2012-04 | Ming Kei Holdings Limited | 8239 | Discloseable and Connected Transaction | Financial Adviser | GEM | VIEW |
2012-03 | Palmpay China (Holdings) Limited | 8047 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2012-03 | Newtree Group Holdings Limited | 1323 | Connected Transaction | Financial Adviser | Main Board | VIEW |
2011-12 | Palmpay China (Holdings) Limited | 8047 | Refreshment of General Mandate | Financial Adviser | GEM | VIEW |
2011-11 | Newtree Group Holdings Limited | 1323 | Discloseable Transaction | Financial Adviser | Main Board | VIEW |
2011-11 | Century Ginwa Retail Holdings Limited | 162 | Connected Transaction | Financial Adviser | Main Board | VIEW |
2011-08 | Ming Kei Holdings Limited | 8239 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2011-08 | Palmpay China (Holdings) Limited | 8047 | Open Offer (Gross Proceed: HK$31.38 million) | Financial Adviser | GEM | VIEW |
2011-06 | Century Ginwa Retail Holdings Limited | 162 | (1) Major Transaction; (2) Major and Connected Transaction; and (3) Continuing Connected Transaction | Financial Adviser | Main Board | VIEW |
2011-05 | China Digital Licensing (Group) Limited | 8175 | Connected transaction | Financial Adviser | GEM | VIEW |
2011-05 | China Digital Licensing (Group) Limited | 8175 | Refreshment of general mandate | Financial Adviser | GEM | VIEW |
2011-05 | China Digital Licensing (Group) Limited | 8175 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2011-04 | Century Ginwa Retail Holdings Limited | 162 | Major Transaction | Financial Adviser | Main Board | VIEW |
2011-02 | Qin Jia Yuen Media Services Company Limited | 2366 | Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2011-02 | Perfectech International Holdings Limited | 765 | Connected Transaction | Financial Adviser | Main Board | VIEW |
2011-01 | China Digital Licensing (Group) Limited | 8175 | Refreshment of General Mandate | Financial Adviser | GEM | VIEW |
2011-01 | Ming Kei Holdings Limited | 8239 | Proposed Bonus Issue of Shares | Financial Adviser | GEM | VIEW |
2011-01 | Palmpay China (Holdings) Limited | 8047 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2011-01 | Palmpay China (Holdings) Limited | 8047 | Share Consolidation and capital reduction | Financial Adviser | GEM | VIEW |
2010-12 | China Golden Development Holdings Limited | 162 | Connected Transaction | Financial Adviser | Main Board | VIEW |
2010-11 | Ming Kei Holdings Limited | 8239 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2010-10 | North Asia Resources Holdings Limited | 61 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2010-10 | Ming Kei Holdings Limited | 8239 | Major Transaction | Financial Adviser | GEM | VIEW |
2010-09 | Loudong General Nice Resources (China) Holdings Limited | 988 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2010-09 | Ming Kei Holdings Limited | 8239 | Private Placing of Non-Listed Warrants (Gross Proceed: max. 17.4 million) | Financial Adviser | GEM | VIEW |
2010-08 | China Digital Licensing (Group) Limited | 8175 | (1) Discloseable Transaction; and (2) Continuing Connected Transaction | Financial Adviser | GEM | VIEW |
2010-08 | China Digital Licensing (Group) Limited | 8175 | (1) Subscription of New Shares; and (2) Private Placing of Non-Listed Warrants (Gross Proceed: max. HK$113.02 million) | Financial Adviser | GEM | VIEW |
2010-08 | Eternity Investment Limited | 764 | Rights Issue (Gross Proceed: HK$330.63 million) | Independent Financial Adviser | Main Board | VIEW |
2010-07 | Ming Kei Holdings Limited | 8239 | Very Substantial Disposal | Financial Adviser | GEM | VIEW |
2010-06 | Loudong General Nice Resources (China) Holdings Limited | 988 | Very Substantial Acquisition and Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2010-03 | Ming Kei Holdings Limited | 8239 | (1) Connected Transaction - Issue of Convertible Bonds; and (2) Refreshment of General Mandate | Financial Adviser | GEM | VIEW |
2010-03 | Palmpay China (Holdings) Limited | 8047 | (1) Subscription of New Shares; and (2) Private Placing of Non-Listed Warrants (Gross Proceed: max. HK$38.29 million) | Financial Adviser | GEM | VIEW |
2010-02 | China Digital Licensing (Group) Limited | 8175 | (1) Discloseable Transaction; (2) Continuing Connected Transaction | Financial Adviser | GEM | VIEW |
2010-02 | Hua Xia Healthcare Holdings Limited | 8143 | (1) Very Substantial Acquisition and Connected Transaction; and (2) Proposed Increase in Authorized Share Capital | Financial Adviser | GEM | VIEW |
2010-02 | Futong Technology Development Holdings Limited | 465 | (1) Discloseable and Connected Transaction; and (2) Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2010-01 | Ming Kei Holdings Limited | 8239 | Private Placing of Non-Listed Warrants (Gross Proceed: max. HK$15.84 million) | Financial Adviser | GEM | VIEW |
2009-12 | China Golden Development Holdings Limited | 162 | (1) Proposed Open Offer; (2) Change of Terms of the Convertible Bond; and (3) Connected Transaction (Gross Proceed: HK$58.41 million) | Financial Adviser | Main Board | VIEW |
2009-12 | Capital Strategic Investment Limited | 497 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2009-11 | China Digital Licensing (Group) Limited | 8175 | (1) Major and Connected Transaction; and (2) Refreshment of General Mandate | Financial Adviser | GEM | VIEW |
2009-11 | Loudong General Nice Resources (China) Holdings Limited | 988 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2009-09 | China Digital Licensing (Group) Limited | 8175 | Discloseable and Connected Transaction | Financial Adviser | GEM | VIEW |
2009-09 | China Digital Licensing (Group) Limited | 8175 | Placing of New Shares under General Mandate (Gross Proceed: HK$28.67 million) | Financial Adviser | GEM | VIEW |
2009-08 | Ming Kei Energy Holdings Limited | 8239 | Discloseable and Connected Transaction | Financial Adviser | GEM | VIEW |
2009-07 | Sun Innovation Holdings Limited | 547 | Connected Transaction- Placing of CBs (Gross Proceed: HK$200 million) | Independent Financial Adviser | Main Board | VIEW |
2009-07 | Sun Innovation Holdings Limited | 547 | (1) Mandatory Conditional General Offer for All the Issued Existing Shares and Convertible Securities in Sun Innovation; and (2) Cancellation of all Outstanding Options of Sun Innovation | Independent Financial Adviser | Main Board | VIEW |
2009-07 | Ming Kei Energy Holdings Limited | 8239 | Connected Transaction | Financial Adviser | GEM | VIEW |
2009-06 | Ming Kei Energy Holdings Limited | 8239 | (1) Very Substantial Disposal; and (2) Connected Transaction | Financial Adviser | GEM | VIEW |
2009-06 | Argos Enterprise Holdings Limited | 8022 | Very Substantial Disposal | Financial Adviser | GEM | VIEW |
2009-05 | Palmpay China (Holdings) Limited | 8047 | Major and Connected Transaction | Financial Adviser | GEM | VIEW |
2009-03 | Temujin International Investments Limited | 204 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2009-01 | Hua Xia Healthcare Holdings Limited | 8143 | Open Offer (Gross Proceed: HK$44.95 million) | Financial Adviser | GEM | VIEW |
2008-12 | China Digital Licensing (Group) Limited | 8175 | Major Disposal and Connected Transaction | Financial Adviser | GEM | VIEW |
2008-11 | The Sun's Group Limited | 988 | (1) Major and Connected Transaction; (2) Discloseable and Connected Transaction; and (3) Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2008-08 | Wing Hing International (Holdings) Limited | 621 | Placing of New Shares under General Mandate (Gross Proceed: HK$15.5 million) | Financial Adviser | Main Board | VIEW |
2008-07 | Ming Kei Energy Holdings Limited | 8239 | Major Transaction | Financial Adviser | GEM | VIEW |
2008-07 | Hua Xia Healthcare Holdings Limited | 8143 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2008-06 | Shen Nong China (Group) Limited | 8175 | Discloseable Transaction | Independent Financial Adviser | GEM | VIEW |
2008-06 | Palmpay China (Holdings) Limited | 8047 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2008-06 | Proview International Holdings Limited | 334 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2008-05 | Shen Nong China (Group) Limited | 8175 | Major Transaction | Financial Adviser | GEM | VIEW |
2008-05 | Shen Nong China (Group) Limited | 8175 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2008-04 | Palmpay China (Holdings) Limited | 8047 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2008-03 | Hua Xia Healthcare Holdings Limited | 8143 | Major Transaction | Financial Adviser | GEM | VIEW |
2008-02 | Palmpay China (Holdings) Limited | 8047 | Very Substantial Disposal and Connected Transaction | Financial Adviser | GEM | VIEW |
2008-01 | KanHan Technologies Group Limited | 8175 | Open Offer (Gross Proceed: HK$35.48 million) | Financial Adviser | GEM | VIEW |
2007-12 | KanHan Technologies Group Limited | 8175 | Major Transaction | Financial Adviser | GEM | VIEW |
2007-12 | Palmpay China (Holdings) Limited | 8047 | (1) Major and Connected Transaction; and (2) Refreshment of General Mandate | Financial Adviser | GEM | VIEW |
2007-12 | Sunny Global Holdings | 1094 | Refreshment of General Mandate | Independent Financial Adviser | Main Board | VIEW |
2007-11 | Hua Xia Healthcare Holdings Limited | 8143 | Major Transaction | Financial Adviser | GEM | VIEW |
2007-10 | MP Logistics International Holdings Limited | 8239 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2007-08 | Union Bridge Holdings Limited | 8047 | Private Placing of Non-Listed Warrants (Gross Proceed: max. HK$122.65 million) | Financial Adviser | GEM | VIEW |
2007-08 | Oriental Watch Holdings Limited | 398 | Placing of New Shares under General Mandate (Gross Proceed: HK$148.2 million) | Financial Adviser | Main Board | VIEW |
2007-07 | Union Bridge Holdings Limited | 8047 | (1) Continuing Connected Transaction; and (2) Discloseable and Connected Transaction | Financial Adviser | GEM | VIEW |
2007-06 | Kanstar Environmental Paper Products Holdings Limited | 8011 | Private Placing of Non-Listed Warrants (Gross Proceed: max. HK$340.53 million) | Financial Adviser | GEM | VIEW |
2007-06 | Oriental Watch Holdings Limited | 398 | Private Placing of Non-Listed Warrants (Gross Proceed: max. HK$100.65 million) | Financial Adviser | Main Board | VIEW |
2007-05 | MP Logistics International Holdings Limited | 8239 | Placing of New Shares (Gross Proceed: HK$93.3 million) | Financial Adviser | GEM | VIEW |
2007-04 | KanHan Technologies Group Limited | 8175 | Major Transaction | Financial Adviser | GEM | VIEW |
2007-04 | Hua Xia Healthcare Holdings Limited | 8143 | (1) Major Transaction; and (2) Placing of New Shares (Gross Proceed: HK$70.4 million) | Financial Adviser | GEM | VIEW |
2007-04 | Union Bridge Holdings Limited | 8047 | (1) Placing of Existing Shares; and (2) Top-Up Subscription of New Shares (Gross Proceed: HK$51.7 million) | Financial Adviser | GEM | VIEW |
2007-04 | Golden Resorts Group Limited | 1031 | Continuing Connected Transaction | Independent Financial Adviser | Main Board | VIEW |
2007-03 | Inno-tech Holdings Limited | 8202 | (1) Major and Connected Transaction; (2) Whitewash Waiver; (3) Placing of New Shares; and (4) Proposed Refreshment of General Mandate to Issue New Shares (Gross Proceed: HK$16.8 million) | Financial Adviser | GEM | VIEW |
2006-04 | Grandy Corporation | 8143 | Discloseable Transaction | Financial Adviser | GEM | VIEW |
2006-03 | Grandy Corporation | 8143 | Proposed Rights Issue (Gross Proceed: HK$10.35 million) | Financial Adviser | GEM | VIEW |
2006-03 | Prime Investments Holdings Limited | 721 | (1) Proposed Change of Domicile; (2) Reorganization of Share Capital; (3) Proposed Subscription of New Shares; and (4) Application for the Whitewash Waiver (Gross Proceed: HK$8 million) | Financial Adviser | Main Board | VIEW |
2006-03 | FX Creations International Holdings Limited | 8136 | (1) Acquisition of Shares in the Company by Flyrich Resources Limited; and (2) Mandatory Conditional Cash Offer | Financial Adviser | GEM | VIEW |
2006-02 | KanHan technologies Group Limited | 8175 | (1) Proposed Share Consolidation; (2) Proposed Increase in Authorized Share Capital; and (3) Proposed Rights Issue (Gross Proceed: HK$25.22 million) | Financial Adviser | GEM | VIEW |
2006-02 | IA International Holdings Limited | 8047 | Very Substantial Acquisition | Financial Adviser | GEM | VIEW |
2005-08 | Starryland Profits Limited, Offeror to IA International Holdings | 8047 | (1) Proposed Acquisition of Shares; and (2) Possible Mandatory Unconditional Cash Offer | Financial Adviser | GEM | VIEW |
2005-06 | Perfectech International Holdings Limited | 765 | (1) Discloseable and Connected Transaction; and (2) Granting of Corporate Guarantees in respect of Payment of Consideration to Connected Persons | Financial Adviser | Main Board | VIEW |
2005-01 | Sino Prosper Holdings Limited | 766 | Top-Up Placing of Existing Shares and Top-Up Subscription of New Shares (Gross Proceed: HK$46 million) | Financial Adviser | Main Board | VIEW |
2004-09 | Kamboat Group Company Limited | 318 | Subscription of New Shares (Gross Proceed: HK$4 million) | Financial Adviser | Main Board | VIEW |
2004-01 | Elite Side Profits Limited, AGL MedaiTech Holdings Limited | 8192 | (1) Acquisition of Shares; (2) Mandatory Unconditional Cash Offers; and (3) Placing of Shares (Gross Proceed: HK$3.84 million) | Financial Adviser | GEM | VIEW |
2004-01 | Perfectech International Holdings Limited | 765 | (1) Placing of Existing Shares; and (2) Subscription of New Shares (Gross Proceed: HK$14.28 million) | Financial Adviser | Main Board | VIEW |